Motor Dealers - The Compliance Company

Authorisations

If you would like to introduce your clients to lenders who can offer credit facility to purchase a vehicle or lease a vehicle for more than 90 days, then you require authorisation from the FCA. You would normally require authorisation for Credit Broking on a limited basis. You may also require debt counselling and debt adjusting limited to settlement of vehicle finance if you wish to offer part exchange as well.

Senior Managers & Certification Regime

Senior Manager & Certification Regime (SM&CR) applies to all FCA regulated firms. The aim of SM&CR is to ensure that individuals across firms are more accountable for their conduct and to ensure that individuals can demonstrate that they fully understand their responsibilities under FCA regulation.

e-Learning

The purpose of Compliance training is simply to enable your business to stay compliant. Our courses enable your business to remain fully compliant and operational. It will provide you with a clear understanding of what the FCA and ICO expect from your business. Failure to comply with the rules can mean the loss of authorisation and result in penalties.

What our Clients Say

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“After struggling to work our way through the new, complicated FCA regulations, we decided to seek professional support in this area, both on behalf of ourselves and also our customers. After a quick web search, we found [The Compliance Company] and they provided an immediate response to our request for help -much to our relief! [The Compliance Company] have proved themselves to be very efficient and professional at all times, which has been invaluable to us. We would definitely recommend their services to help anyone looking to demystify the regulatory process.”

Anna Lafford

Michelin