Authorisations
If you would like to introduce your clients to lenders who can offer credit facility to purchase or lease your products for more than 90 days, then you require authorisation from the FCA. You would normally require authorisation for Credit Broking on a limited basis.
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Senior Managers & Certification Regime
Senior Manager & Certification Regime (SM&CR) applies to all FCA regulated firms. The aim of SM&CR is to ensure that individuals across firms are more accountable for their conduct and to ensure that individuals can demonstrate that they fully understand their responsibilities under FCA regulation.
Regulatory Assurance
Once you are FCA authorised, you need to evidence your ongoing compliance. We’ll work with you and your company to show you how to maintain your compliance with FCA regulation which is needed for you to grow your business effectively. We know that your bottom line is important and that means you want to expose yourself to as little regulatory risk as possible. Our exceptional service means that we will help you every step of the way, ensuring that you and your staff know exactly how to meet the specifications of all elements of FCA regulation.
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