Talk to our team of experienced industry professionals for quality and confidential advice

e-Learning login

Senior Managers & Certification Regime

Senior Manager & Certification Regime applies to all FCA regulated firms. The aim of SM&CR is to ensure that individuals across firms are more accountable for their conduct and to ensure that individuals can demonstrate that they fully understand their responsibilities under FCA regulation.

Read More

Regulatory Assurance

Once you are FCA authorised, you need to evidence your ongoing compliance. We’ll work with you and your company to show you how to maintain your compliance with FCA regulation which is needed for you to grow your business effectively. We know that your bottom line is important and that means you want to expose yourself to as little regulatory risk as possible. Our exceptional service means that we will help you every step of the way, ensuring that you and your staff know exactly how to meet the specifications of all elements of FCA regulation.

Read More

Compliance Training

As an authorised firm you need to ensure that your employees are equipped with the knowledge and tools they need to successfully support your business. The purpose of compliance training is simply to enable your business to stay compliant. Our courses enable your business to remain fully compliant and operational. It will provide you with a clear understanding of what the FCA expect from your business. Failure to comply with the rules can mean the loss of authorisation and result in penalties.

Read More

Get in Touch

Speak to us to find out how we can help you: