Regulatory Assurance

The pace and complexity of regulation and the volume of news and change is an ongoing and daunting challenge for firms. Whether it is simply keeping up to date with FCA requirements, making changes aligned to regulatory change or proactive innovation, our team of regulatory experts can ease the burden.

Our unparalleled track record in supporting firms with their authorisation and permission requirements puts us in an envious position of knowing what the regulator expects and what is required to pre-empt and prevent uncomfortable questions.

Our services include the following:

Complex project managed authorisations
Business and quality assurance
Compliance monitoring
Assurance auditing
Conduct due diligence assessments
Regulatory health checks
Collections and arrears support services
Vulnerability workshops and training

Why choose The Compliance Company?

We offer a range of bespoke and retained services by providing businesses with trustworthy, value for money Advisory services that drive better outcomes for our clients and their customers.

Our team demonstrate regulatory subject matter expertise, insights and practical advice. We lead the exploration into new areas of regulatory focus and conduct risk and are active within the industry by working with Associate of Professional Compliance Consultants and the regulators to apply real time feedback and approaches.

What our Clients Say

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“I would like to feedback our positive experience in terms of professionalism, conduct and resultant outcome from our compliance audit. In particular, Jourdain’s knowledge and ability to convey a working understanding of regulatory intricacies (especially GDPR) has been exceptional at a time when other compliance firms have sold us short. The service provided to our business has been of great benefit. Thanks again.”

Matt Staff

Claims Help Desk
“Consumer Credit Compliance helped us getting through a nerve wrecking period of applying for full FCA authorization in the High Cost Short Term Credit space (a.k.a. payday loans). Our business depends on our FCA license and we could not be able to work without it. Our industry is also very strictly regulated and every aspect of the application had to be thoroughly examined. We had to make sure we are 100% compliant in everything we do including our websites, our marketing standards and practices, our regulatory business plan, business continuity policies, local approved persons and more. Consumer credit compliance were always professional and ready to help and this is what matters most! We also intend to use their ongoing support program for ongoing compliance”

Avner Brodsky

Money Gap Group Limited