Authorisations
If you would like to introduce your clients to lenders who can offer credit facility to purchase or lease equipment for more than 90 days, then you require authorisation from the FCA. You would normally require authorisation for Credit Broking on a limited basis. You may also require credit broking or lending permissions if you offer a 12 month or more subscription service which customers pay monthly.
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Senior Managers & Certification Regime
Senior Manager & Certification Regime (SM&CR) applies to all FCA regulated firms. The aim of SM&CR is to ensure that individuals across firms are more accountable for their conduct and to ensure that individuals can demonstrate that they fully understand their responsibilities under FCA regulation.
e-Learning
The purpose of Compliance training is simply to enable your business to stay compliant. Our courses enable your business to remain fully compliant and operational. It will provide you with a clear understanding of what the FCA and ICO expect from your business. Failure to comply with the rules can mean the loss of authorisation and result in penalties.
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