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28 February 2022

The Financial Conduct Authority (“FCA”) have published it’s whistleblowing data for quarter 4 2021. The FCA assess each whistleblowing case it receives and uses the data to inform how the regulator monitor and tackle consumer harm.

During quarter 4 2021, the FCA received 279 reports, containing 525 allegations in total. Typically, the reports the FCA received contained allegations that fall under the following 5 overarching themes:

  • Treating customers fairly
  • Financial Services and Markets Act
  • Fitness and propriety
  • Culture
  • Compliance

Treating customers fairly and fitness and propriety were  the most commonly reported allegation for the period.

By Samantha Connor

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