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21 February 2020

The FCA their latest ‘Dear Director’ letter regarding Credit Broker firms and their approach to supervision on 13th of February.

The regulatory has highlighted the key risk areas which they have found within the sector which include misleading financial promotions, domestic premises suppliers, visibility Principal firms have of their Appointed Representatives and lack of knowledge on FCA rules and regulation.

To read the letter click here

 

By Samantha Connor

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