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Appointed Representative Network

The Compliance Company is a Principal firm which means if you are our AR, we are authorised to fully manage your FCA requirements and therefore may not need to be directly authorised by the FCA.

Provided you meet our criteria and we choose to appoint you as one of our Appointed Representatives, then we will make sure that all the necessary systems, process and documents are in place, to help you remain FCA compliant.

Amy Mclaughlin

Risk and Compliance Manager

Benefits of being an AR

You may not need to be directly regulated by the FCA
We will look after your Credit Broking and Insurance activities
We will take on all responsibility for your regulatory conduct
You can go to market with your regulated product and/or service quicker

Training

CPD accredited courses and e-Learning to help you achieve and retain total compliance

Our e-learning courses

Why choose The Compliance Company?

In 2017, The Compliance Company became a Principal Firm, upgrading from Limited to Full Permission Credit Broking. In 2018 we acquired our Permissions for Debt Adjusting, Debt Counselling & Insurance mediation. Our service is for firms that do not want to be directly authorised by the FCA and would prefer their Broking and Insurance activities to be looked after by a Principal.

Get in Touch

Speak to us to find out how we can help you: